OpenAI Security & Compliance Status
Before you share customer data with OpenAI, your compliance team needs documented proof they can be trusted. ThirdProof investigated OpenAI across 27 intelligence sources — here's what we found.
- SOC 2 Status
- OpenAI has a SOC 2 claim detected on their trust page. Claim is vendor-attested — no public registry exists for independent verification.
- Sanctions Screening
- OpenAI returned no matches in OFAC SDN, EU Consolidated, and UN sanctions screening.
- Risk Tier
- ThirdProof assigned OpenAI a High Risk tier with 87% confidence across 27 intelligence sources.
27 sources checked. Every investigation delivers two audit-ready artifacts: a risk report and an auto-filled security questionnaire — built from independent evidence, not vendor self-attestation.
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Get OpenAI's Full Report Free →Assessment Preview — 23 Sources Queried
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OpenAI (openai.com) is a high-profile artificial intelligence platform rated Tier 2 (High Risk) by ThirdProof's rule engine, reflecting a combination of documented security incidents reported in archived media and unresolved gaps in independently verifiable compliance posture. This rating warrants a conditional engagement posture pending resolution of specific requirements outlined in this report.
This is an excerpt. Run your own investigation to see the full assessment. Get OpenAI's Full Report Free →
Key Findings for OpenAI
| Severity | Finding | Source |
|---|---|---|
| critical | Critical adverse media in historical archives | Historical Media Search |
| info | TLS certificate renewal approaching | Domain Analysis |
| info | Clean domain reputation | Threat Intelligence |
| low | 5 certifications claimed but not independently verified | Trust & Compliance Page Scan |
| info | Moderate threat intelligence signals | Threat Intelligence (OTX) |
6 total findings. Get OpenAI's Full Report Free →
Recommended Actions
- Request OpenAI's SOC 2 Type II audit report and bridge letter — visit trust.openai.com or email security@openai.com. Ask for the most recent audit period and confirm coverage includes the API platform services relevant to your use case. Complete within 30 days.
- Obtain OpenAI's Data Protection Addendum (DPA) and API-specific data retention and training use terms in writing. Ask specifically: (1) Is customer API data used to train models? (2) What is the default prompt retention period? (3) Can zero-retention mode be enabled for your account? Request these via your account representative or through trust.openai.com. Complete within 30 days.
- Request post-incident summaries for the November 2025 Mixpanel/API user data incident and the March 2026 reported breach. Ask OpenAI's security team to confirm the scope of affected data, the remediation steps taken, and any control changes implemented. Retain documentation in your vendor risk register.
Intelligence Sources Queried for OpenAI
ThirdProof uses a deterministic rules engine to assign risk tiers. AI writes the narrative — rules drive the decision.
What a ThirdProof assessment covers↓
Sanctions Screening
Is OpenAI on any OFAC, EU, or UN sanctions list? Are any officers or affiliates flagged?
Cyber Risk Assessment
What is OpenAI's security posture? Threat intelligence scanning, known vulnerabilities, and security header analysis.
Business Registration
Is OpenAI a legitimately registered business entity? Corporate status, jurisdiction, and officer verification.
Adverse Media Analysis
Has OpenAI appeared in negative news coverage? Data breaches, lawsuits, regulatory actions, and complaints.
Domain & Infrastructure
Is OpenAI's website secure? TLS configuration, DNS hygiene, security headers, and domain age analysis.
Company Intelligence
What are OpenAI's firmographics? Employee count, industry classification, technology stack, and corporate structure.
Trust & Compliance Verification
Does OpenAI claim SOC 2, ISO 27001, HITRUST, or FedRAMP? ThirdProof scans trust pages for certification claims and cross-references the FedRAMP public registry for independent verification.
Supply Chain & Subprocessor Discovery
Who does OpenAI depend on? ThirdProof discovers subprocessors from vendor-published pages and runs sanctions screening and safe browsing checks against each one.
Regulatory & Financial Filings
Has OpenAI appeared in SEC enforcement filings? Is it associated with any FDIC bank failures? ThirdProof searches regulatory databases with entity verification to confirm attribution.
Full methodology, rule engine, and AI disclosure: /methodology
Seeing this in an audit? ThirdProof lets you investigate OpenAI and every other vendor in your stack — average report time: 7 minutes. Get OpenAI's Full Report Free →
Frequently asked about OpenAI
Does OpenAI have SOC 2 Type II?+
Is OpenAI on the OFAC sanctions list?+
What is OpenAI's vendor risk tier?+
Can I get an auto-filled security questionnaire for OpenAI?+
Is OpenAI safe to use as a vendor?+
Does OpenAI have SOC 2 certification?+
Is OpenAI FedRAMP authorized?+
Has OpenAI had any data breaches?+
Is OpenAI on any sanctions lists?+
How do I assess OpenAI for vendor risk?+
How long does a ThirdProof assessment take?+
Is ThirdProof free?+
Can I use a ThirdProof report as SOC 2 audit evidence?+
How is ThirdProof different from a security questionnaire?+
OpenAI is in your vendor stack. Can you prove you assessed them?
SOC 2 CC9.2, HIPAA, PCI-DSS, and CMMC all require documented vendor due diligence — not just knowing the answer, but having audit-ready evidence you verified it. Most compliance teams can't produce that documentation on demand.
ThirdProof investigates OpenAI across 27 intelligence sources in an average of 7 minutes — sanctions screening, cyber posture, SOC 2 verification, FedRAMP status, and more. Every investigation produces two deliverables: an audit-ready risk report and an auto-filled security questionnaire your prospects and auditors expect to see.
Replaces $600–$900 in manual compliance consulting time per vendor assessed.